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← Moody's Research Assistant

Moody's Research Assistant — agentic threat model

6.8AIVSS 6.8 · Medium

Moody's Research Assistant presents a moderate agentic risk profile, primarily acting as an analytical and data-retrieval assistant over highly sensitive proprietary financial data. The primary security risks involve potential data exfiltration of proprietary datasets via prompt injection and financial decision-making errors due to LLM hallucinations.

OWASP AIVSS score rationale

AIVSS = (CVSS_Base + AARS) × Mitigation_Factor, where AARS = (10 − CVSS_Base) × (Factor_Sum / 10) × ThM
CVSS base 6.5AARS uplift 1.05Factor sum 3.0/10Threat ×1.0Mitigation ×0.9
Autonomy of Action
0.40
Goal-Driven Planning
0.30
Self-Modification
0.00
Dynamic Tool Use
0.30
Persistent Memory
0.20
Contextual Awareness
0.60
Dynamic Identity
0.10
Multi-Agent Interactions
0.10
Non-Determinism
0.50
Opacity & Reflexivity
0.50

Scored with the canonical OWASP AIVSS formula (AIVSS calculator reference); agentic risk factors estimated from the agent’s described capabilities.

MAESTRO 7-layer threat model

Per-layer threats for this agent. Layers tagged “not certain from listing” are general, caveated commentary where the public description didn’t pin that layer.

L1 · Foundation Models⚠ not certain from listing

Not certain from the listing — Uses generative AI and large language models, making it susceptible to adversarial prompt injection, model reprogramming, and hallucinated financial outputs, though the specific underlying models are not disclosed.

L2 · Data Operations✓ mapped

Integrates Moody's extensive proprietary data with advanced AI. This presents a high-value target for data exfiltration, knowledge-base poisoning, or unauthorized access to proprietary credit and risk datasets.

L3 · Agent Frameworks⚠ not certain from listing

Not certain from the listing — Automates routine tasks and data workflows, which implies an orchestration framework. Threats include insecure tool integration with internal databases and prompt injection leading to unauthorized data retrieval.

L4 · Deployment & Infrastructure⚠ not certain from listing

Not certain from the listing — Delivered as a closed-source enterprise platform. Threats include potential multi-tenant isolation failures, unauthorized API access, and lack of secure sandboxing for data processing.

L5 · Evaluation & Observability⚠ not certain from listing

Not certain from the listing — No specific details on evaluation, monitoring, or guardrails are provided. Gaps here could lead to undetected drift in financial analysis or failure to catch adversarial manipulation of inputs.

L6 · Security & Compliance (cross-cutting)⚠ not certain from listing

Not certain from the listing — While operating in a highly regulated financial domain, specific compliance certifications (e.g., SOC2, ISO) or identity/access management controls are not detailed in the public listing.

L7 · Agent Ecosystem⚠ not certain from listing

Not certain from the listing — No multi-agent or marketplace interactions are described. The primary threat is limited to cascading failures if the assistant's outputs are directly integrated into automated downstream financial systems.

MAESTRO — the 7-layer agentic threat-modeling framework (Cloud Security Alliance / Ken Huang).

These scores are auto-generated from public information (the agent's own listing, docs, and repository) using the canonical OWASP AIVSS formula and the MAESTRO framework — an estimate for guidance, not a penetration test, audit, or certification. See the scoring methodology. Are you the vendor? Factual corrections are free.