How do I write a Statement of Applicability for ISO/IEC 42001?
The provided sources do not contain specific instructions or details on how to write a Statement of Applicability for ISO/IEC 42001. The text focuses on the intent and themes of the ISO/IEC 42001 clauses and Annex A controls, rather than the documentation requirements for certification.
However, based on the described structure of ISO/IEC 42001, a Statement of Applicability would likely involve addressing the following aspects:
- Context of the Organization (ISO/IEC 42001 Cl.4): Define the internal and external context, interested parties, and the scope of the AI Management System (AIMS). This establishes the boundaries for which controls are applicable.
- AI Policy and Leadership (ISO/IEC 42001 Cl.5, A.2): Document the organization's AI policy and demonstrate top management's commitment to the AIMS, including assigned roles and responsibilities for AI governance.
- Planning and Risk Assessment (ISO/IEC 42001 Cl.6, A.5): Detail how AI risks and opportunities are addressed, including the processes for AI risk assessment and AI impact assessment.
- Control Implementation (ISO/IEC 42001 Cl.8, Annex A controls): Describe how the operational controls from Annex A are implemented, covering areas such as AI system lifecycle, data governance, third-party relationships, and human oversight. For each control, it would typically state whether it is applicable and, if so, how it is implemented, or if not, provide justification for its exclusion.
- Performance Evaluation and Improvement (ISO/IEC 42001 Cl.9, Cl.10): Outline the processes for monitoring, measurement, analysis, evaluation, internal audits, management reviews, and continual improvement of the AIMS.
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This AI-generated answer is for guidance only — not a certification, audit, or penetration test. Grounded in the NIST AI RMF, OWASP LLM Top 10, and ISO/IEC 42001 control text; verify applicability to your environment.